Filed: Jun. 22, 2005
Latest Update: Feb. 22, 2020
Summary: Error: Bad annotation destination United States Court of Appeals for the Federal Circuit 05-3077 JOHN E. KIRKENDALL, Petitioner, v. DEPARTMENT OF THE ARMY, Respondent. John E. Kirkendall, of Floral City, Florida, pro se. Gerald M. Alexander, Attorney, Commercial Litigation Branch, Civil Division, United States Department of Justice, of Washington, DC, for respondent. With him on the brief were Peter D. Keisler, Assistant Attorney General, David M. Cohen, Director, and Donald E. Kinner, Assistant
Summary: Error: Bad annotation destination United States Court of Appeals for the Federal Circuit 05-3077 JOHN E. KIRKENDALL, Petitioner, v. DEPARTMENT OF THE ARMY, Respondent. John E. Kirkendall, of Floral City, Florida, pro se. Gerald M. Alexander, Attorney, Commercial Litigation Branch, Civil Division, United States Department of Justice, of Washington, DC, for respondent. With him on the brief were Peter D. Keisler, Assistant Attorney General, David M. Cohen, Director, and Donald E. Kinner, Assistant ..
More
Error: Bad annotation destination
United States Court of Appeals for the Federal Circuit
05-3077
JOHN E. KIRKENDALL,
Petitioner,
v.
DEPARTMENT OF THE ARMY,
Respondent.
John E. Kirkendall, of Floral City, Florida, pro se.
Gerald M. Alexander, Attorney, Commercial Litigation Branch, Civil Division,
United States Department of Justice, of Washington, DC, for respondent. With him on
the brief were Peter D. Keisler, Assistant Attorney General, David M. Cohen, Director,
and Donald E. Kinner, Assistant Director.
Appealed from: United States Merit Systems Protection Board
United States Court of Appeals for the Federal Circuit
05-3077
JOHN E. KIRKENDALL,
Petitioner,
v.
DEPARTMENT OF THE ARMY,
Respondent.
__________________________
DECIDED: June 22, 2005
__________________________
Before MAYER, Circuit Judge, PLAGER, Senior Circuit Judge, and DYK, Circuit Judge.
Opinion for the court filed by Circuit Judge MAYER. Dissenting opinion filed by Circuit
Judge DYK.
MAYER, Circuit Judge.
John E. Kirkendall appeals the decision of the Merit Systems Protection Board,
which dismissed his claims that he had been discriminated against in violation of the
Veterans Employment Opportunities Act of 1998 (“VEOA”), 5 U.S.C. § 3330a (2000),
and the Uniformed Services Employment and Reemployment Rights Act (“USERRA”),
38 U.S.C. § 4311 (2000). Kirkendall v. Dep’t of the Army, AT-3443-02-0622-I-1,
AT0330020621-B-1 (MSPB Oct. 13, 2004). Because the VEOA is subject to equitable
tolling and Kirkendall is entitled to a hearing on his USERRA claim, we reverse and
remand.
Background
Kirkendall, a 100% disabled veteran who suffers from organic brain syndrome,
applied for a position as a Supervisory Equipment Specialist (Aircraft), GS-1670-12,
with the Department of the Army (“agency”) at Fort Bragg, North Carolina. Kirkendall’s
service and resulting disability entitled him to a 10-point preference. He included a
resumé with his application, which indicated, inter alia, that he had admirably served as
the Commander of a Direct Support Platoon at Fort Bragg, and as a Force Integration
Officer and an Executive Officer/Commander at Fort Bliss, Texas. In addition,
Kirkendall’s resumé listed numerous, specific duties he had performed, as well as
several technical courses he had taken while in the Army. On January 5, 2000, the
agency found that Kirkendall’s application lacked sufficient detail regarding his
experience and rated him ineligible for the position. Kenneth Black, also a 10-point
preference eligible veteran, was chosen to fill the position.
Kirkendall filed several complaints with the agency contesting his non-selection,
all of which were denied. He then filed a formal complaint with the Department of Labor
(“DoL”) claiming a violation of his veterans’ preference rights and discrimination based
on his disability. On November 29, 2001, DoL rejected the complaint because it had not
been filed within 60 days of the agency’s alleged violation as required by 5 U.S.C.
§ 3330a(a)(2)(A). On June 13, 2002, Kirkendall appealed to the Merit Systems
Protection Board.
The administrative judge (“AJ”) dismissed Kirkendall’s VEOA claim as untimely
and his USERRA claim for failure to state a claim. The board affirmed the AJ’s decision
that the VEOA claim was precluded for failure to timely file, but reversed the
determination that Kirkendall had failed to state a proper claim for relief. Rather, the
05-3077 2
board held that Kirkendall’s assertion that he was not selected based on his status as a
disabled veteran was cognizable under USERRA. On remand, the AJ held, without a
hearing, that Kirkendall had offered no proof that his veteran status was a substantial or
motivating factor in his non-selection. The AJ further held that discrimination could not
be inferred because: (1) Kirkendall’s non-selection was based on the indefiniteness of
his application; (2) all other applicants on the Certificate of Eligibles were veterans; and
(3) a veteran, who was eligible for a 10-point preference, was selected for the position.
The AJ’s remand decision was adopted by the board when review was denied.
Kirkendall appeals the board’s decision to this court, claiming that the board
erred by failing to toll the filing periods contained in 5 U.S.C. § 3330a and by refusing to
hold a hearing on his USERRA claim. We exercise jurisdiction pursuant to 28 U.S.C.
§ 1295(a)(9).
Discussion
We are presented with three issues: (1) is the 60-day filing deadline contained in
5 U.S.C. § 3330a(a)(2)(A) subject to equitable tolling; (2) is the 15-day filing deadline
contained in 5 U.S.C. § 3330a(d)(1)(B) subject to equitable tolling; and (3) are veterans
entitled to a hearing regarding their USERRA claims. Because each of these questions
involves the interpretation of a statute, we review the board’s decision de novo. See
Pitsker v. Office of Pers. Mgmt., 234 F.3d 1378, 1381 (Fed. Cir. 2000) (“Statutory
interpretation is a question of law which we review de novo.”).
I. Equitable Tolling
The agency contends that the board lacks jurisdiction over Kirkendall’s VEOA
claim for two reasons. First, he failed to file his complaint with DoL within 60 days of the
05-3077 3
decision not to list him on the Certificate of Eligibles1 as required by subsection
3330a(a)(2)(A).2 Second, he failed to appeal DoL’s determination to the board within 15
days as required by subsection 3330a(d)(1)(B).3 In response, Kirkendall argues that
both filing periods are subject to equitable tolling and that his severe disability justifies
tolling in this case.
In Irwin v. Department of Veterans Affairs, 498 U.S. 89 (1990), the Supreme
Court established a presumption in favor of equitable tolling in suits against the
government when permitted in analogous private litigation. In an attempt to honor
congressional intent, the Court later held that this presumption can be rebutted if “there
[is] good reason to believe that Congress did not want the equitable tolling doctrine to
apply.” United States v. Brockamp,
519 U.S. 347, 350 (1997). Five factors evince a
contrary congressional intent: “[a] statute’s detail, its technical language, its multiple
iterations of the limitations period in procedural and substantive form, its explicit
inclusion of exceptions, and its underlying subject matter.” Brice v. Sec’y of Health &
Human Serv.,
240 F.3d 1367, 1372 (Fed. Cir. 2001).
There can be little doubt that Kirkendall’s employment discrimination claim is
analogous to claims brought pursuant to Title VII. See Irwin, 498 U.S. at 95 (holding
that “the statutory time limits applicable to lawsuits against private employers under Title
1
While it is unclear when Kirkendall filed his complaint with DoL, it is
undisputed that he failed to satisfy the 60-day deadline.
2
5 U.S.C. § 3330a(a)(2)(A) states that “[a] complaint under this subsection
must be filed within 60 days after the date of the alleged violation.”
3
5 U.S.C. § 3330a(d)(1)(B) states that “the complainant may elect to appeal
the alleged violation to the Merit Systems Protection Board . . . , except that in no event
may any such appeal be brought— . . . (B) later than 15 days after the date on which
the complainant receives written notification from the Secretary under subsection
(c)(2).”
05-3077 4
VII are subject to equitable tolling”); Brice, 240 F.3d at 1372 (holding that claims under
the Vaccine Act are sufficiently similar to tort claims so as to invoke the Irwin
presumption). We therefore begin our analysis by assuming that equitable tolling
applies. As a result, we need only determine whether the language and context of
section 3330a indicate that Congress desired otherwise.
As an initial matter, we must dispose of the agency’s contention that the failure to
meet the filing deadline in subsection 3330a(a)(2)(A) irrevocably forecloses a veteran
from exhausting his administrative remedies, thus precluding jurisdiction in the board.
The agency’s theory does not comport with our holding in Bailey v. West, 160 F.3d
1360, 1364 (Fed. Cir. 1998) (en banc), that the Supreme Court has “not distinguish[ed]
among the various kinds of time limitations that may act as conditions to the waiver of
sovereign immunity.” Furthermore, the agency’s theory directly contradicts Zipes v.
Trans World Airlines, Inc.,
455 U.S. 385, 393 (1982), a Title VII case, which held that
“filing a timely charge of discrimination with the EEOC is not a jurisdictional prerequisite
to suit in federal court, but a requirement that, like a statute of limitations, is subject to
waiver, estoppel, and equitable tolling.”
Other courts have likewise held that filing deadlines contained in statutes
requiring exhaustion of administrative remedies are not jurisdictional, but rather are
subject to equitable relief. For example, in Edelman v. Lynchburg College, 300 F.3d
400, 404 (4th Cir. 2002), another Title VII case, the Fourth Circuit held that the
exhaustion requirement, like a statute of limitations, can be tolled. See also Leong v.
Potter,
347 F.3d 1117, 1122 (9th Cir. 2003) (“The exhaustion requirement is akin to a
statute of limitations and is subject to waiver, equitable estoppel, and equitable tolling.”).
Similarly, Harms v. Internal Revenue Service,
321 F.3d 1001, 1009 (10th Cir. 2003),
05-3077 5
held that “the failure to timely exhaust administrative remedies [with the MSPB] is not a
jurisdictional deficiency but rather is in the nature of a violation of a statute of
limitations.” In the context of the Occupational Safety and Health Act, the Tenth Circuit
held that the requirement that an employee must file a complaint with the Secretary of
Labor within 30 days of a violation could be tolled. Donovan v. Hahner, Foreman &
Harness, Inc.,
736 F.2d 1421, 1424 (10th Cir. 1984) (analyzing 29 U.S.C. § 660(c)(2)).
And, the Second Circuit held that the failure to timely exhaust administrative remedies
prescribed in the Financial Institution Reform, Recovery, and Enforcement Act can be
excused when required by equity. Carlyle Towers Condo. Ass’n v. Fed. Deposit Ins.
Corp.,
170 F.3d 301, 307 (2d Cir. 1999). We therefore hold that the exhaustion
requirement contained in subsection 3330a(a)(2)(A) that a veteran file a complaint with
DoL within 60 days of the alleged violation is akin to a statute of limitations. As such,
we apply the same analysis to subsection 3330a(a)(2)(A) as we apply to subsection
3330a(d)(1)(B) in determining whether equitable tolling is allowed.
Turning to the focus of our inquiry, we consider each of the five factors outlined in
Brockamp, 519 U.S. at 350-53, to determine whether Congress intended that equitable
tolling not be allowed. First, section 3330a is not detailed. This is especially true in
comparison with other administrative schemes held subject to equitable tolling, such as
Title VII,
Irwin, 498 U.S. at 92, and Social Security, Bowen v. City of N.Y.,
476 U.S. 467,
469 (1986). Similarly, section 3330a is less detailed than the highly complex scheme
used to provide benefits to veterans. See Bailey,
160 F.3d 1360 (holding that 38 U.S.C.
§ 7266 is subject to equitable tolling). But see
Brice, 240 F.3d at 1373 (holding that the
National Childhood Vaccine Injury Act is “part of a detailed statutory scheme which
includes other strict deadlines”).
05-3077 6
Second, section 3330a’s language is not technical. And, although the language
used in subsection 3330a(d)(1)(B) is fairly forceful, the Supreme Court has held that the
use of “barred” is, by itself, not sufficient to persuade it that Congress intended to
prohibit equitable tolling. Irwin, 498 U.S. at 95. Our court came to the same conclusion
in Former Employees of Sonoco Products Co. v. Chao,
372 F.3d 1291, 1298 (Fed. Cir.
2004), where we held that 28 U.S.C. § 2636(d)4 could be tolled.
Third, the timing provisions in section 3330a are not repeated. See Brockamp,
519 U.S. at 351 (“[section] 6511 reiterates its limitations several times in several
different ways”). Fourth, section 3330a does not contain explicit exceptions to the two
filing deadlines. See
Bailey, 160 F.3d at 1365 (“Likewise, section 7266 does not
provide its own exceptions to the general rule.”); see also
Brockamp, 519 U.S. at 351
(“[section] 6511 sets forth explicit exceptions to its basic time limits, and those very
specific exceptions do not include ‘equitable tolling.’”); Martinez v. United States,
333
F.3d 1295, 1318 (Fed. Cir. 2003) (en banc) (finding that 28 U.S.C. § 2501 contains an
explicit exception for “persons ‘under legal disability’”);
Brice, 240 F.3d at 1373 (“[T]he
Act includes a specific exception from the limitations period for a petition improperly filed
in state or federal court.”).
The final, and most persuasive of the five Brockamp factors, is the underlying
subject matter of section 3330a. The purpose of the VEOA is to assist veterans in
obtaining gainful employment with the federal government and to provide a mechanism
for enforcing this right. In a very real sense, the VEOA is an expression of gratitude by
4
28 U.S.C. § 2636(d) states that “A civil action contesting a final
determination of the Secretary of Labor under section 223 of the Trade Act of 1974 or a
final determination of the Secretary of Commerce under section 251 or section 271 of
such Act is barred unless commenced in accordance with the rules of the Court of
International Trade within sixty days after the date of notice of such determination.”
(emphasis added).
05-3077 7
the federal government to the men and women who have risked their lives in defense of
the United States. It is clear to us that, far from intending a strict interpretation,
Congress understood the availability of the Irwin presumption, which was well
established by 1998 when the VEOA was adopted. We further note that veterans who
seek to enforce their rights under the VEOA will often proceed without the benefit of
representation, just as Kirkendall did. Under such circumstances, it is “particularly
inappropriate” to foreclose equitable relief. Zipes, 455 U.S. at 397 (quoting Love v.
Pullman,
404 U.S. 522, 527 (1972)); see also
Bowen, 476 U.S. at 480 (“The statute of
limitations we construe in this case is contained in a statute that Congress designed to
be unusually protective of claimants.” (internal quotation marks omitted)). And, finally,
the limitations periods in section 3330a are exceedingly short—far shorter than the 120-
day period we held subject to equitable tolling in
Bailey, 160 F.3d at 1366.
Having considered the five Brockamp factors we are left with the definite and firm
conviction that Congress did not intend to override the Irwin presumption as to either
filing period in section 3330a. As such, we hold that both subsection 3330a(a)(1)(A)
and subsection 3330a(d)(1)(B) are subject to equitable tolling. On remand, the board is
instructed to assess whether Kirkendall’s disability prevented him from complying with
the filing requirements. See Arbas v. Nicholson, 403 F.3d 1379, 1381 (Fed. Cir. 2005);
Barrett v. Principi,
363 F.3d 1316, 1321 (Fed. Cir. 2004).
05-3077 8
II. Hearing Rights Under USERRA
We next address Kirkendall’s contention that he was entitled to a hearing on his
USERRA claim.5 The board explained in a footnote that it has discretion in USERRA
cases to grant a hearing, and that, because there was no genuine factual dispute, a
hearing was unnecessary. In refusing to grant hearings in USERRA cases, the board
has argued that 38 U.S.C. § 43246 refers to USERRA claims as “complaints,” not as
“appeals,” and therefore 5 U.S.C. § 7701(a)7, which guarantees a hearing in all appeals
to the board, does not apply. See Metzenbaum v. Dep’t of Justice, 240 F.3d 1068,
1071 (Fed. Cir. 2001) (explaining the board’s reasoning for holding that USERRA
complaints are not “appeals”).
The board’s reasoning defies common sense and contradicts its own regulations.
First, the vast majority of cases heard by the board, and subject to section 7701, are
“appeals” of employment decisions, disciplinary or otherwise, made in the first instance
by an agency. See, e.g., Price v. Soc. Sec. Admin., 398 F.3d 1322 (Fed. Cir. 2005);
Guillebeau v. Dep’t of the Navy,
362 F.3d 1329 (Fed. Cir. 2004); Knight v. Dep’t of Def.,
5
38 U.S.C. § 4311(a) states that “A person who is a member of, applies to
be a member of, performs, has performed, applies to perform, or has an obligation to
perform service in a uniformed service shall not be denied initial employment,
reemployment, retention in employment, promotion, or any benefit of employment by an
employer on the basis of that membership, application for membership, performance of
service, application for service, or obligation.”
6
38 U.S.C. § 4324(c)(1) states that “The Merit Systems Protection Board
shall adjudicate any complaint brought before the Board pursuant to subsection
(a)(2)(A) or (b) . . . . A person who seeks a hearing or adjudication by submitting such a
complaint under this paragraph may be represented at such hearing or adjudication in
accordance with the rules of the Board.” (emphasis added).
7
5 U.S.C. § 7701(a) states that “An employee, or applicant for employment,
may submit an appeal to the Merit Systems Protection Board from any action which is
appealable to the Board under any law, rule, or regulation. An appellant shall have the
right—(1) to a hearing for which a transcript will be kept; and (2) to be represented by
an attorney or other representative.” (emphasis added).
05-3077 9
332 F.3d 1362 (Fed. Cir. 2003). These cases do not involve a lower tribunal, such as a
district court, yet they clearly involve an initial decision maker distinct from the board. In
the same way, USERRA claims originate when an agency makes an employment
decision (e.g., refuses to hire a veteran). Regardless of the fact that section 4324 uses
the term “complaint,” these employment decisions are then appealed to the board for
review. More troubling, however, is the board’s interpretation of sections 4324 and
7701 as providing less procedural protection to veterans who have potentially been
victimized than to employees who have been discharged for misconduct. To the
contrary, this reasoning is a gross misinterpretation of the purpose of USERRA.
Second, the board itself understood that USERRA claims are “appeals” within the
meaning of section 7701 and has promulgated numerous regulations memorializing this
understanding. In 5 C.F.R. § 1208.4, the board determined that “(a) Appeal. ‘Appeal’
means a request for review of an agency action (the same meaning as in 5 C.F.R.
§ 1201.4(f)) and includes a ‘complaint’ or ‘action’ as those terms are used in USERRA
(38 U.S.C. [§] 4342).” And in 5 C.F.R. § 1208.13, the board refers to USERRA claims
as “appeals” or to USERRA claimants as “appellants” no fewer than fourteen times.
And, as noted in Metzenbaum, 240 F.3d at 1071, the board intentionally included
USERRA claims in its appellate jurisdiction.8
For these reasons, section 7701 applies to USERRA cases. Consequently,
veterans pursuing USERRA claims before the board are entitled to a hearing.
8
Even if we did not think it clear that section 7701 applies to USERRA
cases, Kirkendall would be entitled to a hearing because the board promulgated
regulations pursuant to 38 U.S.C. § 4331(b)(2) bringing USERRA cases within its
appellate jurisdiction. See Metzenbaum v. Dep’t of Justice, 89 M.S.P.R. 285, 289
(2001), (“[USERRA] specifically provided that the Board could prescribe regulations to
carry out its activities, [38] U.S.C. § 4331(b)(2)(B), pursuant to Congress’ broad
authorization of the Board to prescribe such regulations as may be necessary for the
performance of its functions, 5 U.S.C. § 1204(h).”).
05-3077 10
Conclusion
Accordingly, the decision of the board that the filing periods in 5 U.S.C. § 3330a
cannot be tolled and that 5 U.S.C. § 7701 does not apply to USERRA cases is
reversed. The case is remanded for further proceedings consistent with this opinion.
COSTS
John E. Kirkendall shall have his costs.
REVERSED AND REMANDED
05-3077 11
United States Court of Appeals for the Federal Circuit
05-3077
JOHN E. KIRKENDALL,
Petitioner,
v.
DEPARTMENT OF THE ARMY,
Respondent.
DYK, Circuit Judge, dissenting.
The majority today holds with respect to the VEOA appeal that when Congress
said “in no event may any . . . appeal be brought . . . later than 15 days,” it did not really
mean “in no event.” With respect to the USERRA claim the majority gives “appeal” a
different meaning than the well established meaning of that term. I respectfully dissent.
In my view, the Board should be affirmed both on the VEOA claim and on the
USERRA claim. Kirkendall has failed to bring his VEOA appeal within 15 days as
required by 5 U.S.C. § 3330a(d)(1)(B), and (since the USERRA proceeding is not an
appeal) he is not entitled to a hearing under 38 U.S.C. § 4324 because he has failed to
establish the existence of a genuine issue of material fact.
I
A
Turning first to the VEOA appeal, the majority holds that 5 U.S.C.
§ 3330a(d)(1)(B) is subject to equitable tolling under Irwin v. Department of Veterans
Affairs, 498 U.S. 89 (1990). Ante at 6. In every equitable tolling situation the threshold
question is whether equitable tolling would be available in comparable private party
litigation. As Irwin held, “it is evident that no more favorable tolling doctrine may be
employed against the Government than is employed in suits between private
litigants.”
498 U.S. at 96. We reemphasized this rule in Bailey v. West: “The rule we draw from
Irwin is that the doctrine of equitable tolling, when available in comparable suits of
private parties, is available in suits against the United States, unless Congress has
expressed its intent to the contrary.”
160 F.3d 1360, 1364 (Fed. Cir. 1998) (en banc)
(emphasis added). The majority starts with the premise that: “There can be little doubt
that Kirkendall’s employment discrimination claim is analogous to claims brought
pursuant to Title VII [of the Civil Rights Act].” Ante at 4. Because the Title VII statute of
limitations between private parties in district court can be tolled, the majority holds that
the Irwin equitable tolling presumption applies. Ante at 6.
In my view, the majority’s mistake lies in failing to distinguish between original
and appellate proceedings. While it is true enough that Kirkendall’s VEOA claim is
analogous to a Title VII discrimination suit, his VEOA appeal is not analogous to an
original district court civil action. The VEOA specifically states that the action before the
Board is an “appeal” from the Department of Labor. See 5 U.S.C. § 3330a(d).
Kirkendall’s VEOA appeal with the Board is thus analogous to an appeal to a court of
appeals under Title VII. The analogous appellate filing deadline in private party Title VII
cases is 28 U.S.C. § 2107, which is mandatory, jurisdictional, and cannot not be tolled.1
1
Title VII discrimination suits filed in district court between private parties
are subject to a 90 day statute of limitations in 42 U.S.C. § 2000e-5(f) that is not
jurisdictional and may be equitably tolled. Zipes v. Trans World Airlines, Inc., 455 U.S.
385, 394 (1982). But an appeal from the original district court proceeding under Title VII
to a court of appeals is governed by 28 U.S.C. § 2107.
05-3077 2
Browder v. Dir., Ill. Dep’t of Corr.,
434 U.S. 257, 264-65 (1978); Oja v. Dep’t of the
Army,
405 F.3d 1349, 1358 (Fed. Cir. 2005). Since equitable tolling would not be
available for comparable private party litigation, it is not available under the VEOA for
Kirkendall’s Board appeal.
B
Even if we were to assume that tolling would be available in comparable private
party litigation, the question remains whether the statutory language here rebuts the
presumption of tolling. Appellate filing deadlines are generally mandatory, jurisdictional,
and not subject to equitable tolling. See Stone v. Immigration & Naturalization Serv.,
514 U.S. 386, 405 (1995) (judicial review of the Board of Immigration Appeals); Missouri
v. Jenkins,
495 U.S. 33, 45 (1990) (petitions for writs of certiorari);
Browder, 434 U.S. at
264-65 (appeals from district court);
Oja, 405 F.3d at 1360 (judicial review of the Merit
Systems Protection Board). Because appellate filing deadlines in general are not
subject to equitable tolling between private parties, such filing deadlines will also rarely
be subject to equitable tolling against the government.
To be sure, we have held that some appellate filing deadlines may be equitably
tolled. We held in Bailey that 38 U.S.C. § 7266, the filing deadline in the Court of
Appeals for Veterans Claims, may be tolled. 160 F.3d at 1365. Bailey is plainly
distinguishable. There, the relevant statute merely provided that the appellant “shall file
a notice of appeal with the Court within 120 days.” 38 U.S.C. § 7266 (2000). This is
hardly emphatic language that unequivocally precludes equitable tolling. Rather, it is a
prototypical example of what the Supreme Court meant in United States v. Brockamp,
519 U.S. 347 (1997), when it stated that “[o]rdinarily limitations statutes use fairly simple
05-3077 3
language, which one can often plausibly read as containing an implied ‘equitable tolling’
exception.”
Id. at 350.
However, the Supreme Court in Brockamp rejected the argument for tolling
because the statute at issue “set[ ] forth its time limitations in unusually emphatic form.”
Id. Thus, the use of emphatic language is indicative of congressional intent to foreclose
equitable tolling. In contrast to the statute at issue in Bailey, the language of section
3330a(d)(1)(B) is sufficiently emphatic to rebut any presumption of equitable tolling.
Section 3330a(d)(1)(B) provides:
[T]he complainant may elect to appeal the alleged violation to the Merit
Systems Protection Board . . . , except that in no event may any such
appeal be brought . . . later than 15 days after the date on which the
complainant receives written notification from the Secretary. . . .
5 U.S.C. § 3330a(d)(1)(B) (emphasis added). This is as emphatic, if not more so, than
comparable appellate filing deadlines found at 28 U.S.C. § 2107(a)2 and 5 U.S.C.
§ 7703(b)(1),3 which, as we have recently reaffirmed, cannot be tolled. Oja, 405 F.3d at
1358-60. The majority correctly notes that some of the other factors considered in
Brockamp would favor finding equitable tolling available. Ante at 6-8. However, as we
2
28 U.S.C. § 2107(a) provides:
[N]o appeal shall bring any judgment . . . of a civil nature before a court of
appeals for review unless notice of appeal is filed, within thirty days after
the entry of such judgment . . .
28 U.S.C. § 2107 (2000) (emphasis added).
3
5 U.S.C. § 7703(b)(1) provides:
Notwithstanding any other provision of law, any petition for review must be
filed within 60 days after the date the petitioner received notice of the final
order or decision of the Board.
5 U.S.C. § 7703(b)(1) (2000).
05-3077 4
held in Brice v. Secretary of Health and Human Services, 240 F.3d 1367, 1372-73 (Fed.
Cir. 2001), not all the Brockamp factors need to be present to preclude equitable tolling.
In my view, the emphatic plain language of section 3330a(d)(1)(B) decisively precludes
equitable tolling in this case.
The majority suggests that the language in section 3330a(d)(1)(B) is comparable
to the “barred” language in 28 U.S.C. § 2636(d), which we have held can be tolled.
Ante at 7. Contrary to the majority, the “barred” language is far less forceful than the “in
no event may any . . . appeal be brought” language of § 3330a(d)(1)(B). The Supreme
Court addressed almost the exact same statutory language in Lampf, Pleva, Lipkind,
Prupis & Petigrow v. Gilbertson, 501 U.S. 350 (1991). Section 13 of the Securities Act
of 1933 provides:
No action shall be maintained to enforce any liability created under section
11 or 12(a)(2) unless brought within one year after the discovery of the
untrue statement or the omission, or after such discovery should have
been made by the exercise of reasonable diligence, or, if the action is to
enforce a liability created under section 12(a)(1), unless brought within
one year after the violation upon which it is based.
In no event shall any such action be brought to enforce a liability created
under section 11 or 12(a)(1) more than three years after the security was
bona fide offered to the public, or under section 12(a)(2) more than three
years after the sale.
Securities Act of 1933 § 13, codified as amended at 15 U.S.C. § 77m (2000) (emphasis
added). The Supreme Court held in Lampf that the “3-year limit is a period of repose
inconsistent with tolling. . . . Because the purpose of the 3-year limitation is clearly to
serve as a cutoff, we hold that tolling principles do not apply to that period.” 501 U.S. at
363. In my view the majority’s decision is not consistent with Lampf.
05-3077 5
Finally, the majority considers it “particularly inappropriate” to literally apply a
strict deadline because the VEOA was intended to benefit veterans. Ante at 8. There
is, of course, the canon of statutory construction that veterans “legislation is to be
liberally construed for the benefit of those who left private life to serve their country.”
Fishgold v. Sullivan Drydock & Repair Corp., 328 U.S. 275, 285 (1946). But this canon
does not apply unless there is an ambiguity in the statute. In section 3330a(d)(1)(B),
there is simply none to be found. “In no event” cannot plausibly be read to contain an
equitable tolling exception.
Lampf, 501 U.S. at 363.
II
The majority further holds that the Board erred in denying Kirkendall a hearing for
his USERRA complaint under 5 U.S.C. § 7701. Section 7701 provides for a mandatory
merits hearing in any “appeal” to the Board, whether or not there is a genuine dispute of
material fact. Crispin v. Dep’t of Commerce, 732 F.2d 919, 924 (Fed. Cir. 1984).
Section 7512 of Title 5 of the United States Code generally defines the adverse actions
that are appealable to the Board. Some agency actions in alleged violation of USERRA
are appealable to the Board as adverse actions, for example, a demotion allegedly
based on discrimination against the employee’s military service. See Yates v. Merit
Sys. Prot. Bd.,
145 F.3d 1480, 1484 (Fed. Cir. 1998) (“[I]n challenging an adverse
action before the Board, an employee of a Federal executive agency may assert, as an
affirmative defense, a violation of USERRA by the agency.”). A failure to hire—the
action involved here—is not one of the appealable actions under section 7512. The
question is whether 38 U.S.C. § 4324 makes all USERRA discrimination claims into
appeals under section 7701.
05-3077 6
The Board has held that
pure USERRA cases are not appeals of personnel actions. Rather, they
are petitions for remedial action . . . . In an appeal before the Board, just
like an appeal before a court of appeals, the Board reviews a decision that
resulted from a due process proceeding. . . . In a petition for remedial
action, the Board, like a trial court, determines only whether the petitioner
has proved his or her claim for relief.
Bodus v. Dep’t of the Air Force, 82 M.S.P.R. 508, 516 (1999) (emphasis in original);
see Jordan v. U.S. Postal Serv., 90 M.S.P.R. 525, 530 (2002). The majority today
rejects the Board’s view and holds that all USERRA complaints are “appeals,” even
where there is no adverse action.
The definition of an “appeal” is well established: “It is the essential criterion of
appellate jurisdiction, that it revises and corrects the proceedings in a cause already
instituted, and does not create that cause.” Marbury v. Madison, 5 U.S. (1 Cranch) 137,
175 (1803).
Viewed under the Marbury definition, a USERRA claim under 38 U.S.C. § 4324
cannot be an appeal. Section 4324 provides:
(1) The Merit Systems Protection Board shall adjudicate any
complaint brought before the Board . . . . A person who seeks a hearing
or adjudication by submitting such a complaint under this paragraph may
be represented at such hearing or adjudication in accordance with the
rules of the Board.
(2) If the Board determines that a Federal executive agency or the
Office of Personnel Management has not complied with the provisions of
this chapter relating to the employment or reemployment of a person by
the agency, the Board shall enter an order requiring the agency or Office
to comply with such provisions and to compensate such person for any
loss of wages or benefits suffered by such person by reason of such lack
of compliance.
38 U.S.C. § 4324(c) (2000) (emphasis added). There is no “cause” before the agency
which the Board must “revise[ ] and correct[ ].” Marbury, 5 U.S. at 175.
05-3077 7
The majority nonetheless holds that section 4324 complaints are “appeals”
because “USERRA claims originate when an agency makes an employment decision . .
. , these employment decisions are then appealed to the board for review.” Ante at 10.
The majority draws the analogy to section 7512 adverse action appeals heard by the
Board under 7701. Ante at 9-10 (citing Price v. Soc. Sec. Admin., 398 F.3d 1322 (Fed.
Cir. 2005) (constructive suspension); Guillebeau v. Dep't of the Navy,
362 F.3d 1329
(Fed. Cir. 2004) (removal); Knight v. Dep’t of Def.,
332 F.3d 1362 (Fed. Cir. 2003)
(reduction in force demotion)). But Congress does not consider all employment
decisions to be appealable adverse actions. The failure to hire (whether or not based
on discrimination) is not an adverse action. Under the majority’s theory, every
employment discrimination claim is an appeal whether or not an adverse action is
involved.
The majority’s theory in this regard is inconsistent not only with section 7701 but
also with our 5 U.S.C. § 7702 jurisprudence. Section 7702 provides for pendent Board
jurisdiction over certain discrimination claims, and provides in pertinent part:
[I]n the case of any employee or applicant for employment who—
(A) has been affected by an action which the employee or applicant
may appeal to the Merit Systems Protection Board, and
(B) alleges that a basis for the action was discrimination prohibited
by—
(i) section 717 of the Civil Rights Act of 1964,
...
the Board shall, within 120 days of the filing of the appeal, decide both the
issue of discrimination and the appealable action . . . .
5 U.S.C. § 7702 (2000). The language of section 7702 itself draws a distinction
between “issue[s] of discrimination” and “appealable action[s].” The distinction is
important because “appealable actions” are sufficient for Board jurisdiction under
05-3077 8
section 7701, but “issues of discrimination” under section 7702 are pendent claims and
cannot provide an independent basis for Board jurisdiction. Cruz v. Dep’t of the Navy,
934 F.2d 1240, 1243 (Fed. Cir. 1991) (en banc). That is, discrimination claims by
themselves are not “appeals” falling under the Board’s section 7701 jurisdiction.
To buttress its statutory argument, the majority relies on the Board’s regulation at
5 C.F.R. § 1208.4, defining an appeal to include a complaint under USERRA. As the
majority points out, we have previously noted this incongruity between the Board’s
regulations and the Board’s holdings in cases such as Bodus. Metzenbaum v. Dep’t of
Justice, 240 F.3d 1068, 1071 (Fed. Cir. 2001). But given the well established meaning
of “appeal,” the Board’s regulations are irrelevant. Even if the Board were otherwise
entitled to Chevron deference in its interpretation of 5 U.S.C. § 7701 or 38 U.S.C.
§ 4324, Chevron would only apply if the statute were ambiguous. Gen. Dynamics Land
Sys. v. Cline,
540 U.S. 581, 600 (2004). In my view, the statutory requirement of an
“appeal” is not ambiguous, and a USERRA complaint is clearly not an appeal. Under
this interpretation of the statute, the petitioner here has not raised a genuine issue of
material fact and is not entitled to a hearing. I respectfully dissent.
05-3077 9
